By AAFM ®
certified financial analyst financial planner institute board American Academy of Financial ManagementCertified Financial Analyst Designation AccreditedAmerican Academy of Financial ManagementCertified Financial Analyst Designation AccreditedAmerican Academy of Financial ManagementCertified Financial Analyst Designation Accredited  certified financial analyst financial planner institute board

Membership Complaint  - Status and Designations

*For all Legal Reports and Complaints

AAFM ® American Academy ™ General Counsel
Legal Counsel and Compliance Offices United States
Box 293, 1670-F East Cheyenne Mountain Blvd.
Colorado Springs, Colorado USA
complaint@AAFM.us
Toll Free USA - 800-568-2698

AAFM ® Complaint Procedures

To assist the public when filing a complaint against any AAFM designated professional please review the policies provided below.

When an AAFM professional has been awarded the use of any AAFM designation certification or charter, the member agrees to abide by the code of ethics and CE rules of the AAFM Handbook and to comply with all local/state/federal/ and provincial laws in which the professional has residence. If a wrongdoing or violation has happened and a substantiated complaint is issued against a certified member, the Global Board will investigate and determine if disciplinary action is needed. The AAFM ethics, terms and disclaimers are clear about abiding by rules and regulations of any governmental body.

Rational and Reasons For Discipline

 Conduct by a member constitutes grounds for discipline if it violates rules, ethics or policies in the Handbook, Bylaws or Code of Ethics, or any violation of criminal laws in the region/country in which an AAFM certification holder works or resides, or any action that violates a professional license an AAFM member holds. All complaints will be reviewed by the AAFM Legal and compliance team.

Investigations

If a complaint is justified and a certified member has been found guilty of a crime or violation which has been determined by the AAFM Board or local/state/county laws in which the member resides or works, the board can immediately terminate any membership status or certification held by any member.

The AAFM Board acts to enforce its Code of Ethics, policies, and rules of the professional conduct that the public can expect to receive.

Upon the receipt of an official written complaint issued against any AAFM member, the Board will carefully review the information and determine if further investigation is required. Any AAFM member will be given the right to confront or defend any complaint.

 

*For all Legal Communications
AAFM Global  Academy ™ General Counsel
Legal Counsel and Compliance Offices United States
Suite 293, 1670-F East Cheyenne Mountain Blvd.
Colorado Springs, Colorado USA
info@AAFM.us
Toll Free USA - 800-568-2698

 

 AAFM ® Global Recognition

AAFM ® * As seen in the US Government Occupational  Handbook and the U. S. Department of Labor, Employment and Training Administration Certification Guides. 

 AAFM ® Chairman's Message

A Message from the AAFM Chairman -Dr. George Mentz on Global Standards and Accredited Education 

 AAFM ® CWM Institute  ® China

For the CWM Chartered Wealth Manager ® Institute of Singapore and Hong Kong, please visit www.AAFMAsia.com

 

 AAFM ® Member Login

Username:
Password:

Login Forgot Password

 LinkedIn AAFM ® Network

Join our Linkedin Group Today

LinkedIn.com

 Quote for Today

 

 "I do not think it is an exaggeration to say history is largely a history of inflation, usually inflations engineered by governments for the gain of governments. -- Friedrich August von Hayek  -  Nobel Prize Winning Economist

Certified Wealth Manager Consultant Specialist Financial Analyst Planner

ShowIP/Disclaimer